Toward a comprehensive understanding of solid-state core-level XPS linewidths: Experimental and theoretical studies on the Si 2p and O 1s linewidths in silicates

2009 
High resolution X-ray Photoelectron Spectroscopy XPS core-level Si 2p and O 1s spectra of the nonconductors -SiO2 quartz at 120 and 300 K and vitreous SiO2 at 300 K were obtained with a Kratos Axis Ultra XPS instrument instrumental resolution of 0.4 eV which incorporates a unique charge compensation system that minimizes differential charge broadening on nonconductors. The Si 2p and O 1s linewidths at 300 K 1.1 and 1.2 eV, respectively are similar for all silicates and similar to previous thin film SiO2 spectra obtained previously, showing that differential charging does not contribute significantly to our spectra. At 120 K, there is a small decrease 0.04 eV in the Si 2p linewidth of -SiO2, but no measurable decrease in O 1s linewidth. The O 1s lines are generally and distinctly asymmetric. We consider all possible sources of line broadening and show that final state vibrational broadening FSVB and phonon broadening are the major causes of the broad and asymmetric lines. Previous high resolution gas phase XPS studies have identified large FSVB contributions to the Si 2p spectra of SiCl4, SiF4, and SiOCH34 molecules, and this vibrational structure leads total Si 2p3/2 linewidths of up to 0.5 eV, even with individual peak linewidths of 0.1 eV. The Si atom of SiOCH34 is an excellent analog for Si in crystalline SiO2 because the Si-O bond lengths and symmetric stretch frequencies are similar in both compounds. Similar vibrational contributions to the Si 2p and O1 s spectra of solid silicates are anticipated if the Si 2p and O 1s core-hole states produce similar changes to the Si-O bond length in both phases. To investigate the possibility, Car-Parrinello molecular dynamics calculations were performed and show that changes to Si-O bond lengths between ion and ground states r for both Si 2p and O 1s hole states are similar for both crystalline SiO2 and gaseous SiOCH34. r are 0.04 A for Si 2p and +0.05 A for O 1s in both compounds. Indeed, the vibrational envelope from the Si 2p spectrum of SiOCH34, broadened to our instrumental linewidth of 0.4 eV, accounts for the majority 0.8 eV of the Si 2p3/2 linewidth for crystalline SiO2 1.1 eV with phonon broadening accounting for the remainder. The results provide excellent support for the tenet that final state vibrational splitting, as seen in the gas phase molecules, similarly affects the solid-state spectra. The calculations also indicate that the O 1s linewidths should be larger than the Si 2p linewidths, as observed in our spectra. FSVB should also lead to small peak asymmetries, as seen in the O 1s spectra. The contribution of phonon broadening to the linewidth is also evaluated and shown to be comparable to the FSVB contribution at 120 and 300 K but considerably
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